Transactions & Rankings

  • Transactions
  • Industry rankings

Transactions History

Throughout our history, we have consistently ranked among the top financial advisory firms in the United States, earning the reputation as a trusted leader in public finance.

Amount Date Issuer Role Deal Type Branch
$13,760,000 09/30/2016 City of Columbus, NE Combined Revenue and Refunding Bonds, Series 2016 Manager Negotiated Omaha
$10,394,000 09/30/2016 Forest Trace Metropolitan District No.3 General Obligation Bonds (Limited Tax Convertible to Unlimited Tax), Series 2016A and Subordinate General Obligation Limited Tax Bonds, Series 2016B Manager Negotiated Denver
$6,414,000 09/30/2016 Pioneer Metropolitan District No.3 Limited Tax General Obligation Refunding and Improvement Bonds, Series 2016 Manager Negotiated Denver
$9,000,000 09/30/2016 Kearney County School District 0503 (Minden Public Schools) in the State of Nebraska General Obligation Bonds, Series 2016 Manager Negotiated Omaha
$6,710,000 09/30/2016 Knox County School District 0501 (Niobrara Public Schools), Limited Tax General Obligation Refunding School Notes, Series 2016 Manager Negotiated Omaha
$17,000,000 09/30/2016 Dodge County, NE (Midland University Project) Educational Facilities Revenue and Refunding Bond, Series 2016 Placement Agent Negotiated Omaha
$2,000,000 09/29/2016 Round Valley Unified School District (Mendocino County, California) Election of 2014 General Obligation Bonds, Series B (Bank Qualified) Manager Negotiated Roseville
$19,675,000 09/29/2016 City of University Place, Washington, Limited Tax General Obligation Refunding Bonds, 2016 Manager Negotiated Seattle
$750,000 09/29/2016 City of Livingston, Montana, General Obligation Bonds, Series 2016 Manager Negotiated Great Falls
$26,990,000 09/29/2016 Dakota Valley School District No. 61-8 Union County, South Dakota General Obligation Refunding Bonds, Series 2016 (Crossover Partial Advance Refunding) Manager Negotiated Omaha
$3,295,000 09/29/2016 Parish of Ascension, Louisiana, Water Utility Revenue Bonds (Ascension Consolidated Utilities District #1 Refunding Project) Series 2016 Manager Negotiated Louisiana
$9,750,000 09/29/2016 Southern Iowa Rural Water Association, State of Iowa, Water Revenue Refunding Capital Loan Notes, Series 2016A Placement Agent Negotiated Des Moines

Industry Ranking

A perennial leader in fixed income financing.

2015 Negotiated Underwriter Ranking - Ranking by Number of Issues

Lead Manager Rank Par Amount($mil) Number of lssues
Stifel Nicolaus & Co Inc 1 $16,718.3 811
RBC Capital Markets 2 $23,474.3 669
Piper Jaffray & Co 3 $11,966.7 497
Raymond James 4 $13,577.4 479
Citi 5 $32,917.2 337
D.A. Davidson & Co. 6 $2,996.8 314
Robert W. Baird & Co., Inc 7 $2,866.3 308
Bank of America Merrill Lynch 8 $32,702.1 305
J P Morgan Securities LLC 9 $32,115.8 275
Morgan Stanley 10 $23,455.0 257
Ameritas Investment Corp 11 $838.4 210
George K. Baum & Company 12 $3,055.7 203
Wells Fargo & Co 13 $16,673.4 191
Fifth Third Securities Inc 14 $2,340.8 152
Roosevelt & Cross Inc 15 $1,358.0 141
Dougherty & Company LLC 16 $859.2 131
PNC Financial Services Group Inc 17 $2,545.1 124
Barclays 18 $14,280.9 123
LJ Hart & Company 19 $397.3 121
BOK Financial Corp 20 $1,978.8 102
William Blair & Company 21 $2,257.4 94
Northland Securities 22 $296.8 85
Samco Capital Markets 23 $657.6 84
Janney Montgomery Scott LLC 24 $1,068.4 83
Hutchinson Shockey Erley & Co 25 $891.7 82

Data Source: Thomson Reuters January 2016

2015 Negotiated Underwriter Ranking - Ranking by Dollar Amount

Lead Manager Rank Par Amount($mil) Number of lssues
Citi 1 $32,917.2 337
Bank of America Merrill Lynch 2 $32,702.1 305
J P Morgan Securities LLC 3 $32,115.8 275
RBC Capital Markets 4 $23,474.3 669
Morgan Stanley 5 $23,455.0 257
Stifel Nicolaus & Co Inc 6 $16,718.3 811
Wells Fargo & Co 7 $16,673.4 191
Barclays 8 $14,280.9 123
Raymond James 9 $13,577.4 479
Piper Jaffray & Co 10 $11,966.7 497
Goldman Sachs & Co 11 $10,582.3 78
Siebert Brandford Shank & Co 12 $5,414.4 49
Loop Capital Markets 13 $5,167.8 49
George K. Baum & Company, Inc. 14 $3,055.7 203
D. A. Davidson & Co. 15 $2,996.8 314
Ramirez & Co Inc 16 $2,947.8 29
Robert W. Baird & Co., Inc. 17 $2,866.3 308
PNC Financial Services Group Inc 18 $2,545.1 124
Fifth Third Securities 19 $2,340.8 152
William Blair & Company 20 $2,257.4 94
Jefferies LLC 21 $2,188.3 44
BOK Financial Corp 22 $1,978.8 102
Ziegler 23 $1,796.7 50
FirstSouthwest 24 $1,520.2 94
Roosevelt & Cross Inc 25 $1,358.0 141

Data Source: Thomson Reuters January 2016