Transactions & Rankings

Transactions History

Throughout our history, we have consistently ranked among the top financial  firms in the United States, earning the reputation as a trusted leader in public finance.

Amount Date Issuer Role Deal Type Branch
$7,368,933 12/30/2020 Aurora Highlands Community Authority Board, City of Aurora, Adams County, Special Tax Revenue Draw-Down Bonds Series 2020A (December Draw) Placement Agent N/A Denver
$5,471,337 12/30/2020 Aurora Highlands Community Authority Board, City of Aurora, Adams County, Special Tax Revenue Draw-Down Bonds Series 2020B (December Draw) Placement Agent N/A Denver
$3,948,063 12/30/2020 Timnath Lakes Metropolitan District No. 1, Town of Timnath, Larimer County, Colorado, Limited Tax General Obligation Convertible Capital Appreciation Bonds, Series 2020A Placement Agent Negotiated Denver
$607,000 12/30/2020 Timnath Lakes Metropolitan District No. 1, Town of Timnath, Larimer County, Colorado, Subordinate Limited Tax General Obligation Bonds, Series 2020B Placement Agent Negotiated Denver
$4,375,000 12/30/2020 Colorado Educational and Cultural Facilities Authprity, Charter School Refunding Revenue Notes (Collegiate Academy of Colorado) Series2020 Placement Agent Negotiated Denver
$1,600,000 12/30/2020 City of New Haven, Missouri, General Obligation Bonds, Series 2020 Placement Agent Negotiated Kansas City
$9,450,000 12/30/2020 Sarpy County School District 0037 (Gretna Public Schools) General Obligation Bonds, Series 2020B Manager Negotiated Omaha
$4,085,000 12/30/2020 The County of Adams, Nebraska, Limited Tax General Obligation Bonds Series 2020 SOLE Negotiated Omaha
$5,130,000 12/30/2020 Cowlitz 911 Public Authority, Cowlitz County, Washington Sales Tax Limited Obligation Bonds, Series 2020B (Taxable Manager Negotiated Seattle
$9,115,000 12/30/2020 Cowlitz 911 Public Authority, Cowlitz County, Washington Sales Tax Limited Obligation Bonds, Series 2020A Manager Negotiated Seattle
$29,085,000 12/29/2020 Flandreau Santee Sioux Tribe of South Dakota Tribal Elder Care Revenue Bonds (Flandreau Tribe Care Center Project) Series 2020 Placement Agent Negotiated Norman
$3,070,000 12/29/2020 Merrick County School District 0004, Limited Tax General Obligation Lease Purchase, Series 2020 Placement Agent Negotiated Omaha

Industry Ranking

A perennial leader in fixed income financing.

2020 Negotiated Underwriter Ranking - Ranking by Number of Issues

Lead Manager Rank Par Amount($mil) Number of lssues
Stifel, Nicolaus & Co., Inc 1 $17,856.50 877
Piper Jaffray & Co 2 $17,457.40 646
RBC Capital Markets 3 $27,975.60 625
D.A. Davidson & Co. 4 $5,319.90 517
Raymond James 5 $15,325.50 515
Robert W. Baird & Co., Inc 6 $5,343.80 384
Bank of America Securities 7 $46,564.40 327
Citi 8 $37,998.90 274
J.P. Morgan Securities LLC 9 $31,458.30 263
Morgan Stanley 10 $25,046.80 204
Wells Fargo & Co. 11 $18,692.40 182
PNC Financial Services Group, Inc. 12 $3,895.40 175
Hilltop Securities 13 $2,414.00 138
Samco Capital Markets 14 $743.20 134
L.J. Hart & Company 15 $493.00 122
Barclays 16 $16,121.40 120
Goldman Sachs & Co. LLC 17 $18,006.50 112
FMSbonds Inc 18 $758.80 96
Jefferies LLC 19* $16,883.20 92
Northland Securities 19* $499.10 92
Crews & Associates Inc 21* $856.00 87
KeyBanc Capital Markets 21* $2,568.50 87
Ameritas Investment Corp. 23 $201.80 83
Colliers Securities 24 $912.00 82
Roosevelt & Cross Inc 25 $519.80 81

Data Source: Refinitive/SDC January 2021
*tie

2020 Negotiated Underwriter Ranking - Ranking by Dollar Amount

Lead Manager Rank Par Amount($mil) Number of lssues
Bank of America Securities 1 $46,564.40 327
Citi 2 $37,998.90 274
J.P. Morgan Securities LLC 3 $31,458.30 263
RBC Capital Markets 4 $27,975.60 625
Morgan Stanley 5 $25,046.80 204
Wells Fargo & Co. 6 $18,692.40 182
Goldman Sachs & Co LLC 7 $18,006.50 112
Stifel, Nicolaus & Co., Inc 8 $17,856.50 877
Piper Jaffray & Co 9 $17,457.40 646
Jefferies LLC 10 $16,883.20 92
Barclays 11 $16,121.40 120
Raymond James 12 $15,325.50 515
Siebert Williams Shank & Co 13 $10,557.80 71
Ramirez & Co Inc 14 $6,181.10 45
Robert W. Baird & Co., Inc 15 $5,343.80 384
D.A. Davidson & Co. 16 $5.319.90 517
Loop Capital Markets 17 $4,315.90 39
PNC Financial Services Group, Inc. 18 $3,895.40 175
UBS Financial Services Inc 19 $3,124.70 47
Ziegler 20 $2,603.10 80
KeyBanc Capital Markets 21 $2,568.50 87
Hilltop Securities 22 $2,414.00 138
Oppenheimer & Co 23 $1,660.00 70
FHNC Financial Capital Markets 24 $1,656.20 66
The Frazer Lanier Company Inc 25 $1,285.50 74

Data Source: Refinitive/SDC January 2021