Transactions & Rankings

Transactions History

Throughout our history, we have consistently ranked among the top financial  firms in the United States, earning the reputation as a trusted leader in public finance.

Amount Date Issuer Role Deal Type Branch
$11,500,000 06/30/2021 Build NYC Resouce Corporation 2021 Tax-Exempt Revenue Note (Saint Ann's School Project) Placement Agent Negotiated New York
$12,650,000 06/30/2021 Love County Educational Facilities Authority Educational Facilities Lease Revenue Bonds (Marietta Public Schools Project) Series 2021 Manager Negotiated Norman
$2,125,000 06/30/2021 City of Gretna, Nebraska General Obligation Refunding Bonds, Series 2021 Manager Negotiated Omaha
$4,140,000 06/30/2021 City of Coralville, Iowa Taxable General Obligation Refunding Bonds, Series 2021B Manager Negotiated Des Moines
$4,685,000 06/30/2021 City of Coralville Iowa General Obligation Refunding Bonds, Series 2021C Manager Negotiated Des Moines
$9,095,000 06/30/2021 City of Coralville, Iowa General Obligation Refunding Bonds, Series 2021A Manager Negotiated Des Moines
$6,540,000 06/30/2021 Certificates of Participation, Series 2021 Evidencing Proportionate Interests of the Owners Thereof in Basic Rent Payments to be Made by The City of Columbus, Nebraska Manager Negotiated Omaha
$540,000 06/30/2021 City of David City, Nebraska General Obligation Sewer Bonds, Series 2021 Manager Negotiated Omaha
$780,000 06/30/2021 North Loup River Public Power and Irrigation District Irrigation System Revenue Refunding Bonds, Series 2021 Placement Agent Negotiated Omaha
$585,000 06/30/2021 Village of Shelton, Nebraska, General Obligation Water Refunding Bonds, Series 2021 Manager Negotiated Omaha
$515,000 06/29/2021 Arlington Higher Education Finance Corporation, Taxable Education Revenue and Refunding Bonds (Compass Academy Charter School, Inc.), Series 2021B Co-Manager Negotiated Denver
$2,500,000 06/29/2021 Arlington Higher Education Finance Corporation, Education Revenue Bonds (Life School of Dallas) Series 2021B Senior Manager Negotiated Denver

Industry Ranking

A perennial leader in fixed income financing.

2020 Negotiated Underwriter Ranking - Ranking by Number of Issues

Lead Manager Rank Par Amount($mil) Number of lssues
Stifel, Nicolaus & Co., Inc 1 $17,856.50 877
Piper Jaffray & Co 2 $17,457.40 646
RBC Capital Markets 3 $27,975.60 625
D.A. Davidson & Co. 4 $5,319.90 517
Raymond James 5 $15,325.50 515
Robert W. Baird & Co., Inc 6 $5,343.80 384
Bank of America Securities 7 $46,564.40 327
Citi 8 $37,998.90 274
J.P. Morgan Securities LLC 9 $31,458.30 263
Morgan Stanley 10 $25,046.80 204
Wells Fargo & Co. 11 $18,692.40 182
PNC Financial Services Group, Inc. 12 $3,895.40 175
Hilltop Securities 13 $2,414.00 138
Samco Capital Markets 14 $743.20 134
L.J. Hart & Company 15 $493.00 122
Barclays 16 $16,121.40 120
Goldman Sachs & Co. LLC 17 $18,006.50 112
FMSbonds Inc 18 $758.80 96
Jefferies LLC 19* $16,883.20 92
Northland Securities 19* $499.10 92
Crews & Associates Inc 21* $856.00 87
KeyBanc Capital Markets 21* $2,568.50 87
Ameritas Investment Corp. 23 $201.80 83
Colliers Securities 24 $912.00 82
Roosevelt & Cross Inc 25 $519.80 81

Data Source: Refinitive/SDC January 2021
*tie

2020 Negotiated Underwriter Ranking - Ranking by Dollar Amount

Lead Manager Rank Par Amount($mil) Number of lssues
Bank of America Securities 1 $46,564.40 327
Citi 2 $37,998.90 274
J.P. Morgan Securities LLC 3 $31,458.30 263
RBC Capital Markets 4 $27,975.60 625
Morgan Stanley 5 $25,046.80 204
Wells Fargo & Co. 6 $18,692.40 182
Goldman Sachs & Co LLC 7 $18,006.50 112
Stifel, Nicolaus & Co., Inc 8 $17,856.50 877
Piper Jaffray & Co 9 $17,457.40 646
Jefferies LLC 10 $16,883.20 92
Barclays 11 $16,121.40 120
Raymond James 12 $15,325.50 515
Siebert Williams Shank & Co 13 $10,557.80 71
Ramirez & Co Inc 14 $6,181.10 45
Robert W. Baird & Co., Inc 15 $5,343.80 384
D.A. Davidson & Co. 16 $5.319.90 517
Loop Capital Markets 17 $4,315.90 39
PNC Financial Services Group, Inc. 18 $3,895.40 175
UBS Financial Services Inc 19 $3,124.70 47
Ziegler 20 $2,603.10 80
KeyBanc Capital Markets 21 $2,568.50 87
Hilltop Securities 22 $2,414.00 138
Oppenheimer & Co 23 $1,660.00 70
FHNC Financial Capital Markets 24 $1,656.20 66
The Frazer Lanier Company Inc 25 $1,285.50 74

Data Source: Refinitive/SDC January 2021