Transactions & Rankings

  • Transactions
  • Industry rankings

Transactions History

Throughout our history, we have consistently ranked among the top financial advisory firms in the United States, earning the reputation as a trusted leader in public finance.

Amount Date Issuer Role Deal Type Branch
$5,305,000 12/29/2017 Baca Grande Water and Sanitation District, Saguache County, Colorado - General Obligation Refunding Bonds, Series 2017 Manager Negotiated Denver
$4,999,000 12/29/2017 Algona Municipal Utilities, Iowa Electric Revenue Refunding Captial Loan Notes, Series 2017 Placement Agent Negotiated Des Moines
$6,523,000 12/29/2017 City of Prineville, Oregon Full Faith and Credit Refunding Financing Agreement Municipal Advisor Negotiated Portland
$16,555,000 12/29/2017 Public Finance Authority - Charter School Revenue Senior Bonds (Doral Academy of Northern Nevada), Series 2017A-1 Manager Negotiated Denver
$665,000 12/29/2017 Public Finance Authority - Charter School Revenue Senior Bonds (Doral Academy of Northern Nevada), Series 2017A-2 (Federally Taxable) Manager Negotiated Denver
$1,450,000 12/29/2017 Public Finance Authority - Charter School Revenue Subordinate Bonds (Doral Academy of Northern Nevada), Series 2017B-1 Manager Negotiated Denver
$2,480,000 12/29/2017 Public Finance Authority - Charter School Revenue Subordinate Bonds (Doral Academy of Northern Nevada), Series 2017B-2 Manager Negotiated Denver
$3,015,000 12/28/2017 Boyd Ponds Metropolitan District No.2, Senior Limited Tax (Convertible to Unlimited Tax) General Obligation Refunding Loan, Series 2017 Placement Agent Negotiated Denver
$34,105,000 12/28/2017 Castle Oaks Metropolitan District No. 3, (In the Town of Castle Rock), Douglas County, Colorado - General Obligation Limited Tax Refunding Bonds, Series 2017 Manager Negotiated Denver
$13,030,000 12/28/2017 Marshall County Educational Facilities Authority - Educational Facilities Lease Revenue Bonds (Madill Public Schools Project), Series 2017A (Tax-Exempt) Manager Negotiated Norman
$890,000 12/28/2017 Marshall County Educational Facilities Authority - Educational Facilities Lease Revenue Bonds (Madill Public Schools Project), Series 2017B (Federally Taxable) Manager Negotiated Norman
$6,320,000 12/28/2017 Harrisburg School District No. 41-2, Lincoln County, South Dakota - General Obligation Refunding Bonds (Crossover Advance Refunding), Series 2017B Senior Manager Negotiated Omaha

Industry Ranking

A perennial leader in fixed income financing.

2017 Negotiated Underwriter Ranking - Ranking by Number of Issues

Lead Manager Rank Par Amount($mil) Number of lssues
Stifel, Nicolaus & Co., Inc 1 $18,068.8 781
RBC Capital Markets 2 $24,298.0 526
Raymond James 3 $11,886.6 407
Piper Jaffray & Co. 4 $12.653.3 397
D.A. Davidson & Co. 5 $4,575.6 352
Citi 6 $35,767.2 350
Bank of America Merrill Lynch 7 $41,520.2 322
Robert W. Baird & Co., Inc 8 $3,023.8 275
J.P. Morgan Securities LLC 9 $28,632.6 246
Morgan Stanley 10 $21,209.1 205
Ameritas Investment Corp. 11 $856.9 188
Wells Fargo & Co. 12 $13,991.2 157
George K. Baum & Company 13 $2,954.7 153
Barclays 14 $13,066.6 107
Goldman Sachs & Co. 15* $23,477.1 104
PNC Financial Services Group, Inc. 15* $2,164.1 104
Roosevelt & Cross Inc. 17 $972.4 92
Dougherty & Company LLC 18 $691.2 88
L.J. Hart & Company 19 $272.0 86
Hilltop Securities 20 $1,663.8 83
Boenning & Scattergood Inc 21 $736.1 78
First Midstate Inc 22 $145.8 77
Hutchinson, Shockey, Erley & Co. 23* $768.0 75
FMSbonds Inc 23* $742.5 75
Fifth Third Securities Inc 25 $1,212.0 74

Data Source: Thomson Reuters January 2018
*tie

2017 Negotiated Underwriter Ranking - Ranking by Dollar Amount

Lead Manager Rank Par Amount($mil) Number of lssues
Bank of America Merrill Lynch 1 $41,520.2 322
Citi 2 $35,767.2 350
J.P. Morgan Securities LLC 3 $28,632.6 246
RBC Capital Markets 4 $24,298.0 526
Goldman Sachs & Co. 5 $23,477.1 104
Morgan Stanley 6 $21,209.1 205
Stifel, Nicolaus & Co., Inc. 7 $18,068.8 781
Wells Fargo & Co. 8 $13,991.2 157
Barclays 9 $13,066.6 107
Piper Jaffray & Co. 10 $12,653.3 397
Raymond James 11 $11,886.6 407
Jefferies LLC 12 $8,428.5 60
Siebert, Brandford, Shank & Co., LLC 13 $7,033.3 44
Loop Capital Markets 14 $5,284.3 16
D. A. Davidson & Co. 15 $4,575.6 352
Ramirez & Co., Inc. 16 $4,019.2 27
Ziegler 17 $3,188.6 73
Robert W. Baird & Co., Inc. 18 $3,023.8 275
George K. Baum & Company, Inc. 19 $2,954.7 153
PNC Financial Services Group, Inc. 20 $2,164.1 104
Hilltop Securities 21 $1,663.8 83
KeyBanc Capital Markets 22 $1,409.9 71
BOK Financial Corp. 23 $1,259.7 54
Fifth Third Securities, Inc. 24 $1,212.0 74
BB&T Capital Markets 25 $1,194.9 59

Data Source: Thomson Reuters January 2018