Transactions & Rankings

  • Transactions
  • Industry rankings

Transactions History

Throughout our history, we have consistently ranked among the top financial  firms in the United States, earning the reputation as a trusted leader in public finance.

Amount Date Issuer Role Deal Type Branch
$8,145,000 06/29/2018 Public Finance Authority, Charter School Revenue Bonds (Global Village Academy Project) Taxable Series 2018 Manager Negotiated Denver
$3,369,000 06/29/2018 Cattaraugus County Capital Resources Corporation, JCC Development Corporation Refunding Project Placement Agent Negotiated New York
$19,250,000 06/29/2018 Midwest City Memorial Hospital Authority (Midwest City, Oklahoma) Tax Apportionment Refunding Bonds, Taxable Series 2018 (Sooner Rose Increment District Project) Co-Manager Negotiated Norman
$3,355,000 06/28/2018 North Pullman Chicago Neighborhood Initiatives, Inc. Redevelopment Project - Gotham Greens Greenhouse Facility, Certificates of Participation, Tax-Exempt Series A Manager Negotiated Chicago
$16,500,000 06/28/2018 Iowa Central Community College General Obligation Bonds, Series 2018 Municipal Advisor Competitive Des Moines
$7,525,000 06/28/2018 Iowa Central Community College Taxable Industrial New Jobs Training Certificates, Series 2018 Municipal Advisor Competitive Des Moines
$3,520,000 06/28/2018 City of Orange City, Iowa Sewer Revenue Capital Loan Notes, Series 2018B Manager Negotiated Des Moines
$2,655,000 06/28/2018 City of Bellevue, Nebraska - Waste Water Revenue Refunding Bonds, Series 2018 Manager Negotiated Omaha
$9,665,000 06/28/2018 William Shore Memorial Pool District Clallam County, WA Limited Tax General Obligation Bonds, 2018 Manager Negotiated Seattle
$15,435,000 06/28/2018 City of Wenatchee, Washington Water and Sewer Revenue and Refunding Bonds, Series 2018 Manager Negotiated Seattle
$7,380,000 06/28/2018 City of Fife, Washington Limited Tax General Obligation Bonds, 2018A (Federally Tax-Exempt) Manager Negotiated Seattle
$1,515,000 06/28/2018 City of Fife, Washington Limited Tax General Obligation Bonds, 2018B (Taxable) Manager Negotiated Seattle

Industry Ranking

A perennial leader in fixed income financing.

2017 Negotiated Underwriter Ranking - Ranking by Number of Issues

Lead Manager Rank Par Amount($mil) Number of lssues
Stifel, Nicolaus & Co., Inc 1 $18,068.8 781
RBC Capital Markets 2 $24,298.0 526
Raymond James 3 $11,886.6 407
Piper Jaffray & Co. 4 $12.653.3 397
D.A. Davidson & Co. 5 $4,575.6 352
Citi 6 $35,767.2 350
Bank of America Merrill Lynch 7 $41,520.2 322
Robert W. Baird & Co., Inc 8 $3,023.8 275
J.P. Morgan Securities LLC 9 $28,632.6 246
Morgan Stanley 10 $21,209.1 205
Ameritas Investment Corp. 11 $856.9 188
Wells Fargo & Co. 12 $13,991.2 157
George K. Baum & Company 13 $2,954.7 153
Barclays 14 $13,066.6 107
Goldman Sachs & Co. 15* $23,477.1 104
PNC Financial Services Group, Inc. 15* $2,164.1 104
Roosevelt & Cross Inc. 17 $972.4 92
Dougherty & Company LLC 18 $691.2 88
L.J. Hart & Company 19 $272.0 86
Hilltop Securities 20 $1,663.8 83
Boenning & Scattergood Inc 21 $736.1 78
First Midstate Inc 22 $145.8 77
Hutchinson, Shockey, Erley & Co. 23* $768.0 75
FMSbonds Inc 23* $742.5 75
Fifth Third Securities Inc 25 $1,212.0 74

Data Source: Thomson Reuters January 2018
*tie

2017 Negotiated Underwriter Ranking - Ranking by Dollar Amount

Lead Manager Rank Par Amount($mil) Number of lssues
Bank of America Merrill Lynch 1 $41,520.2 322
Citi 2 $35,767.2 350
J.P. Morgan Securities LLC 3 $28,632.6 246
RBC Capital Markets 4 $24,298.0 526
Goldman Sachs & Co. 5 $23,477.1 104
Morgan Stanley 6 $21,209.1 205
Stifel, Nicolaus & Co., Inc. 7 $18,068.8 781
Wells Fargo & Co. 8 $13,991.2 157
Barclays 9 $13,066.6 107
Piper Jaffray & Co. 10 $12,653.3 397
Raymond James 11 $11,886.6 407
Jefferies LLC 12 $8,428.5 60
Siebert, Brandford, Shank & Co., LLC 13 $7,033.3 44
Loop Capital Markets 14 $5,284.3 16
D. A. Davidson & Co. 15 $4,575.6 352
Ramirez & Co., Inc. 16 $4,019.2 27
Ziegler 17 $3,188.6 73
Robert W. Baird & Co., Inc. 18 $3,023.8 275
George K. Baum & Company, Inc. 19 $2,954.7 153
PNC Financial Services Group, Inc. 20 $2,164.1 104
Hilltop Securities 21 $1,663.8 83
KeyBanc Capital Markets 22 $1,409.9 71
BOK Financial Corp. 23 $1,259.7 54
Fifth Third Securities, Inc. 24 $1,212.0 74
BB&T Capital Markets 25 $1,194.9 59

Data Source: Thomson Reuters January 2018