Transactions & Rankings

Transactions History

Throughout our history, we have consistently ranked among the top financial  firms in the United States, earning the reputation as a trusted leader in public finance.

Amount Date Issuer Role Deal Type Branch
$31,120 12/30/2021 Florida Development Finance Corporation, Educational Facilities Revenue Refunding Bonds (San Jose Schools Projects), Series 2021A Manager Negotiated Denver
$10,635,000 12/30/2021 Florida Development Finance Corporation, Educational Facilities Revenue Bonds (San Jose Schools Projects), Series 2021B Manager Negotiated Denver
$14,360,000 12/30/2021 Florida Development Finance Corporation, Educational Facilities Revenue Bonds (San Jose Schools Projects), Series 2021C Manager Negotiated Denver
$650,000 12/30/2021 Florida Development Finance Corporation, Taxable Educational Facilities Revenue Bonds (San Jose Schools Projects), Series 2021D Manager Negotiated Denver
$13,435,000 12/30/2021 Buffalo Municipal Water Finance Authority Water System Revenue Bonds, Series 2021-A Manager Negotiated New York
$11,835,000 12/30/2021 Buffalo Municipal Water Finance Authority Water System Revenue Refunding Bonds, Series 2021-B Manager Negotiated New York
$5,260,000 12/30/2021 Platte-Geddes School District No. 11-5, Aurora, Brule, Charles Mix and Douglas Counties, South Dakota, Limited Tax Capital Outlay Certificates, Series 2021 Manager Negotiated Omaha
$20,260,000 12/29/2021 Colorado Educational and Cultural Facilities Authority, Charter School Refunding Revenue Bonds (Grand Peak Academy Project) Series 2021A Manager Negotiated Denver
$1,060,000 12/29/2021 Colorado Educational and Cultural Facilities Authority, Charter School Refunding Revenue Bonds (Grand Peak Academy Project) Federally Taxable Series 2021B Manager Negotiated Denver
$1,190,000 12/28/2021 Village of Cashton, Wisconsin (Monroe County) Water System Revenue Refunding Bonds, Series 2021B Manager Negotiated Des Moines
$2,535,000 12/28/2021 Village of Cashton, Wisconsin (Monroe County) Sewer System Revenue Refunding Bonds, Series 2021C Manager Negotiated Des Moines
$3,162,500 12/23/2021 Carousel Farms Metropolitan District, Town Of Parker, Douglas County, Colorado, General Obligation Limited Tax Bonds, Series 2021A Manager Negotiated Denver

Industry Ranking

A perennial leader in fixed income financing.

2020 Negotiated Underwriter Ranking - Ranking by Number of Issues

Lead Manager Rank Par Amount($mil) Number of lssues
Stifel, Nicolaus & Co., Inc 1 $17,856.50 877
Piper Jaffray & Co 2 $17,457.40 646
RBC Capital Markets 3 $27,975.60 625
D.A. Davidson & Co. 4 $5,319.90 517
Raymond James 5 $15,325.50 515
Robert W. Baird & Co., Inc 6 $5,343.80 384
Bank of America Securities 7 $46,564.40 327
Citi 8 $37,998.90 274
J.P. Morgan Securities LLC 9 $31,458.30 263
Morgan Stanley 10 $25,046.80 204
Wells Fargo & Co. 11 $18,692.40 182
PNC Financial Services Group, Inc. 12 $3,895.40 175
Hilltop Securities 13 $2,414.00 138
Samco Capital Markets 14 $743.20 134
L.J. Hart & Company 15 $493.00 122
Barclays 16 $16,121.40 120
Goldman Sachs & Co. LLC 17 $18,006.50 112
FMSbonds Inc 18 $758.80 96
Jefferies LLC 19* $16,883.20 92
Northland Securities 19* $499.10 92
Crews & Associates Inc 21* $856.00 87
KeyBanc Capital Markets 21* $2,568.50 87
Ameritas Investment Corp. 23 $201.80 83
Colliers Securities 24 $912.00 82
Roosevelt & Cross Inc 25 $519.80 81

Data Source: Refinitive/SDC January 2021
*tie

2020 Negotiated Underwriter Ranking - Ranking by Dollar Amount

Lead Manager Rank Par Amount($mil) Number of lssues
Bank of America Securities 1 $46,564.40 327
Citi 2 $37,998.90 274
J.P. Morgan Securities LLC 3 $31,458.30 263
RBC Capital Markets 4 $27,975.60 625
Morgan Stanley 5 $25,046.80 204
Wells Fargo & Co. 6 $18,692.40 182
Goldman Sachs & Co LLC 7 $18,006.50 112
Stifel, Nicolaus & Co., Inc 8 $17,856.50 877
Piper Jaffray & Co 9 $17,457.40 646
Jefferies LLC 10 $16,883.20 92
Barclays 11 $16,121.40 120
Raymond James 12 $15,325.50 515
Siebert Williams Shank & Co 13 $10,557.80 71
Ramirez & Co Inc 14 $6,181.10 45
Robert W. Baird & Co., Inc 15 $5,343.80 384
D.A. Davidson & Co. 16 $5.319.90 517
Loop Capital Markets 17 $4,315.90 39
PNC Financial Services Group, Inc. 18 $3,895.40 175
UBS Financial Services Inc 19 $3,124.70 47
Ziegler 20 $2,603.10 80
KeyBanc Capital Markets 21 $2,568.50 87
Hilltop Securities 22 $2,414.00 138
Oppenheimer & Co 23 $1,660.00 70
FHNC Financial Capital Markets 24 $1,656.20 66
The Frazer Lanier Company Inc 25 $1,285.50 74

Data Source: Refinitive/SDC January 2021