Transactions & Rankings

  • Transactions
  • Industry rankings

Transactions History

Throughout our history, we have consistently ranked among the top financial advisory firms in the United States, earning the reputation as a trusted leader in public finance.

Amount Date Issuer Role Deal Type Branch
$2,650,000 12/29/2016 Gayville-Volin School District No. 63-1, Clay and Yankton Counties, South Dakota General Obligation Bonds, Series 2016 (SDHEFA Credit Enhancement Program) Manager Negotiated Omaha
$2,035,000 12/29/2016 Cuming County School District, Electric System Revenue Bonds, Series 2016B Manager Negotiated Omaha
$1,040,000 12/29/2016 Washington County School District 0001 (Blair Community Schools), General Obligation School Building Bonds, Series 2016 Manager Negotiated Omaha
$9,670,000 12/29/2016 Sarpy County School District 0001 (Bellevue Public Schools), General Obligation School Building Bonds, Series 2016 Manager Negotiated Omaha
$9,230,000 12/29/2016 Cowlitz 2 Fire & Rescue, Cowlitz County, Washington, Unlimited Tax General Obligation Bonds, 2016A (Tax-Exempt) Manager Negotiated Seattle
$1,135,000 12/29/2016 Cowlitz 2 Fire & Rescue, Cowlitz County, Washington, Unlimited Tax General Obligation Bonds, 2016B (Taxable) Manager Negotiated Seattle
$4,500,000 12/29/2016 Port of Ridgefield, Washington, Lease Revenue Bond, 2016 Placement Agent Negotiated Seattle
$2,265,000 12/28/2016 Town of Snowmass Village, General Obligation Refunding Notes, Series 2016, Community Pool & Recreation Center Projects Placement Agent Negotiated Denver
$5,100,000 12/28/2016 Dubque County, (Dubuque Meto Area Solid Waste Agency), General Obligation Landfill Facility Bonds,Series 2016 Municipal Advisor Competitive Des Moines
$6,845,000 12/28/2016 City-County of Butte-Silver Bow, Montana, General Obligation Bonds, Series 2016 Manager Negotiated Great Falls
$1,300,000 12/28/2016 North Central Missouri Regional Water Commission, Waterworks System Refunding Revenue Bonds, Series 2016 Municipal Advisor Competitive Kansas City
$8,875,000 12/28/2016 Pottawatomie County Facilities Authority Educational Facilities Lease Revenue Bonds (Tecumseh Public Schools Project) Series 2016A (Tax-Exempt) and Series 2016B (Federally Taxable) Manager Negotiated Norman

Industry Ranking

A perennial leader in fixed income financing.

2016 Negotiated Underwriter Ranking - Ranking by Number of Issues

Lead Manager Rank Par Amount($mil) Number of lssues
Stifel, Nicolaus & Co., Inc 1 $16,924.3 801
RBC Capital Markets 2 $22,678.8 650
Piper Jaffray & Co. 3 $14,203.3 519
Raymond James 4 $13,721.6 449
D.A. Davidson & Co. 5 $4,412.2 406
Bank of America Merrill Lynch 6 $44,754.2 337
Robert W. Baird & Co., Inc 7 $3,262.6 307
Citi 8 $35,259.5 288
J.P. Morgan Securities LLC 9 $29,806.6 243
Morgan Stanley 10 $25,068.0 228
Wells Fargo & Co. 11 $18,936.0 220
Ameritas Investment Corp. 12 $1,027.1 217
George K. Baum & Company 13 $3,154.8 180
William Blair & Company 14 $2,662.9 146
Roosevelt & Cross Inc. 15 $1,389.2 143
Fifth Third Securities, Inc. 16 $1,972.4 124
Dougherty & Company LLC 17 $815.0 117
Barclays 17 $15,419.5 117
Hilltop Securities 19 $2,240.1 114
PNC Financial Services Group, Inc. 20 $4,014.7 107
Ziegler 21 $4,674.2 104
L.J. Hart & Company 22 $344.2 101
Northland Securities 23 $441.7 95
Hutchinson, Shockey, Erley & Co. 24 $899.1 93
Goldman Sachs & Co. 25 $15,536.1 88

Data Source: Thomson Reuters January 2017

2016 Negotiated Underwriter Ranking - Ranking by Dollar Amount

Lead Manager Rank Par Amount($mil) Number of lssues
Bank of America Merrill Lynch 1 $44,754.2 337
Citi 2 $35,259.5 288
J.P. Morgan Securities LLC 3 $29,806.9 243
Morgan Stanley 4 $25,068.0 228
RBC Capital Markets 5 $22,678.8 650
Wells Fargo & Co. 6 $18,936.0 220
Stifel, Nicolaus & Co., Inc. 7 $16,924.3 801
Goldman Sachs & Co. 8 $15,136.1 88
Barclays 9 $15,419.5 117
Piper Jaffray & Co. 10 $14,203.3 519
Raymond James 11 $13,721.6 449
Ramirez & Co., Inc. 12 $6,817.8 46
Jefferies LLC 13 $5,287.0 53
Siebert, Brandford, Shank & Co., LLC 14 $4,781.6 31
Ziegler 15 $4,674.2 104
D. A. Davidson & Co. 16 $4,412.2 406
PNC Financial Services Group, Inc. 17 $4,014.7 107
Loop Capital Markets 18 $3,718.0 31
Robert W. Baird & Co., Inc. 19 $3,262.6 307
George K. Baum & Company, Inc. 20 $3,154.8 180
William Blair & Company 21 $2,662.9 146
Hilltop Securities 22 $2,240.1 114
Fifth Third Securities, Inc. 23 $1,972.4 124
BOK Financial Corp. 24 $1,634.5 81
Roosevelt & Cross, Inc. 25 $1,389.2 143

Data Source: Thomson Reuters January 2017