Corporate Services

Exceeding Executive Expectations

As a corporate executive, you face the complex task of balancing both professional and personal financial interests and responsibilities. Leveraging the depth and breadth of D.A. Davidson’s resources, we provide a comprehensive list of corporate and client services to companies and executives looking for experience, product knowledge, and guidance through the full range of regulatory compliance and economic issues you need to consider. Our goal is to provide unmatched service because your future is the focus of everything we do.

  • Corporate Share Repurchases

    Helping your company achieve maximum results with our comprehensive knowledge of the rules and regulations ensures strict compliance with all securities regulations regarding corporate stock repurchase activity. We treat all transactions with confidentiality and discretion while committing to provide the highest quality of execution and competitive execution costs.

  • Stock Option Programs

    We offer execution-only services with negotiated commission rates. We also provide on-site seminars designed to educate employees regarding their stock benefit plans, as we believe a well-educated employee increases company loyalty. Exceptional, personalized service is our hallmark.

  • Restricted Stock and Rule 144 Transactions

    We coordinate 144 paperwork to facilitate filing in a timely manner and communicate insider transactions to the company for Form 4 filings. We assist in the removal of the restrictive legend and coordinate with the issuer and legal counsel to obtain the legal opinion. Consistent communication ensures we meet SEC guidelines.

  • 10b5-1 Trading Plans

    We can help corporate executives effect a diversification strategy to achieve your financial goals while providing proper assistance with all regulatory requirements and filings.

  • Directed Shares in Public Offerings

    We offer the highly organized process necessary to ensure that employees and other parties meet all regulatory requirements to participate in initial public offerings and secondary stock offerings. Additionally, we distribute the necessary prospectus, letter and account applications and ensure that shares are allocated according to issuer preferences.

  • Wealth Management

    Customized investment solutions and personal service, with individualized portfolio management in accordance with customized risk/reward profiles, allow us to offer a personalized experience.

Corporate Cash Management

We offer sophisticated cash management solutions while delivering in-depth analysis in the areas of risk management, asset allocation and investment policy design.

Get in touch with us

To learn more about D.A. Davidson Corporate Services, please contact us.



Cindy Burg

SVP, Financial Advisor
(503) 863-5052
[email protected]